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"Caution Needed When Conducting Due Diligence: If An Issue Sounds Too Good To Be True, It Probably Is," National Post (September 2007)

Litigation

September 10, 2007
"Know Your Client Rule has No Age," National Post (July 2007)

Litigation

July 09, 2007
"Return of the Invisible Client," National Post (April 2007)

Litigation

April 16, 2007
"The Dangerous Invisible Client Strikes Again," National Post (April 2007)
April 09, 2007
"Brace Yourself for Tougher Client Scrutiny," National Post (March 2007)

Litigation

March 19, 2007
"Cautionary Tale for Bank-Owned Dealers," National Post (January 2007)

Litigation

January 19, 2007
"Let Fear Motivate, Not Greed," National Post (January 2007)

Litigation

January 01, 2007
"It's Not Like Selling a New Suit," National Post (December 2006)

Litigation

December 18, 2006
"Bend the Rules, Wreck Your Reputation," National Post (November 2006)

Litigation

November 17, 2006
"Before Switching Dealerships, Examine Other Advisors' Books of Business," Advisor's Edge (November 2006)

Litigation

November 01, 2006
"Rogue Clients and Some Red Flags," National Post (September 2006)
September 11, 2006
"Culture of Compliance," Advisor's Edge (July 2006)

Litigation

July 01, 2006
"Arm Yourself Against Five Industry Myths," National Post (June 2006)
June 01, 2006
"Bad Behaviour," Advisor's Edge (May 2006)

Litigation

May 01, 2006
"Bleaching Out Breach," Advisor's Edge (March 2006)

Litigation

March 01, 2006
"Walking Papers," Advisor's Edge (January 2006)

Litigation

January 02, 2006
"Staying Clear of Conflict," Advisor's Edge (May 2005)

Litigation

May 01, 2005
"Do Not Go Quietly," Advisor's Edge (March 2005)

Litigation

March 01, 2005
"When Trouble Walks In," Advisor's Edge (January 2005)

Litigation

January 02, 2005
"Superior Signage," Advisor's Edge (December 2004)

Litigation

December 01, 2004
"Limited Trading Authorization," Advisor's Edge (November 2004)

Litigation

November 01, 2004
"KYC In One Form or Another," Advisor's Edge (October 2004)

Litigation

October 01, 2004
"Preserving Professionalism," Advisor's Edge (August 2004)

Litigation

August 01, 2004
"Take Your Time," Advisor's Edge (June 2004)

Litigation

June 01, 2004
"Advisor: Friend or Foe?," Advisor's Edge (April 2004)

Litigation

April 01, 2004

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