Brian P. Koscak

Brian Koscak practises in the areas of corporate and securities law with an emphasis on structured products, securities registration matters for dealers and advisors, finance transactions and mergers and acquisitions for both private and public companies.

As a former life insurance agent, accident & sickness agent and registered insurance broker, part of Brian’s practice also involves corporate and regulatory matters involving insurance companies, agents and brokers.

Brian has written and published numerous articles involving corporate, securities and insurance matters and spoken at various conferences and seminars. He has extensive experience in Registration Reform and advises Portfolio Managers, Investment Fund Managers and Exempt Market Dealers on National Instrument 31-103 requirements, and has developed a registration readiness strategy for clients.

Brian is a partner at Cassels Brock and was called to the Ontario Bar in 1999.

In the Media

• Growing ‘exempt market’ draws scrutiny of securities regulators, The Globe and Mail, July 31, 2012
• OSC compliance calls likely to alarm clients, Investment Executive, June 27, 2012
• Exempt market dealers pleased with broader scope of OSC review, Investment Executive,
  June 27, 2012
• EMDA awards to honour exempt market leaders, Investment Executive, May 1, 2012
• Stepping up for exempt-market dealers, Investment Executive, November 14, 2011

ASSOCIATIONS

Publications, Newsletters and Articles

Conferences, Speaking Engagements, Events