Ellen Bessner Featured in Four-Part Podcast on Transparency for Investment Executive: Part Four

Publish: 04/25/2012

Ellen Bessner is featured in a four-part series of podcasts for Investment Executive. In part four of the series, Ellen argues that advisors shouldn’t hide from their compliance departments.

To view part four of the series, titled Be transparent with your compliance officer and originally broadcast on April 23, 2012, please click here.

To view part one of the series, titled Transparency: Getting honest answers from clients and originally broadcast on April 2, 2012, please click here.
To view part two of the series, titled Avoid surprises: Be transparent with clients and originally broadcast on April 9, 2012, please click here.
To view part three of the series, titled Can't see through a product? Don't sell it and originally broadcast on April 17, 2012, please click here.