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Securities

Registration Reform and National Instrument 31-103

Published: 09/01/2009

By Peter A. Dunne, Brian P. Koscak

Registration Reform and National Instrument 31-103

Cassels Brock has formed a strategic alliance with Sutton Boyce Gilkes Consulting Group Inc. (SBG) to address the implications of National Instrument 31-103 (NI 31-103) and provide integrated services to our clients. SBG is an independent consulting company formed in 2009 as the successor to the business of Cassels Brock Regulatory Consulting Inc., the consulting company formed as an affiliate of Cassels Brock in 2001. Operating under the banner of Registration & Compliance Alliance, Cassels Brock and SBG are well positioned to assist clients in understanding and complying with the new requirements under NI 31-103 and consequential amendments to other securities law. 

More information about the Registration and Compliance Alliance.

We published a series of “Did You Know” Bulletins to assist registrants with an understanding of the impact that NI 31-103 will have on their current registration status once NI 31-103 becomes effective on or about September 28, 2009. 

Click to view our NI 31-103 Readiness Resources.

View the Registration and Compliance practice profile.